MerCap Securities, LLC
Member
FINRA/SIPC
Our Philosophy
MerCap Securities, LLC offers a timely and efficient alternative to traditional broker-dealers that benefits both the Registered Representative (Rep) and their client. MerCap is a low-cost, highly efficient, limited-registration broker-dealer that accommodates an important part of a typical Rep's investment needs — the sale of packaged products such as mutual funds and variable annuities. At MerCap, we strive to provide complete transparency and as much simplicity as possible through a unique, flat fee pricing schedule. Reps can select from a flat monthly fee in exchange for a 100% payout option or a payout percentage based on GDC. This choice is yours!
We offer the independent registered representatives:
- Transition Assistance
- Paperless Office Solution
- "Real" Service and Support — Someone picks up the phone when you call
- No minimum production
- Lower Costs
- Effective Compliance
- Strict Product Due Diligence
- Commissions Paid Weekly
MerCap’s Affiliated Registered Investment Adviser
MerCap Securities, LLC is a wholly-owned subsidiary of Merion Wealth Partners, LLC (Merion), an SEC-Registered Investment Adviser. Reps who also choose to affiliate with Merion may offer their clients access to a broad menu of investment options, such as individual equities, fixed income products, options, and money market accounts. While the Rep sets the management fee, clients may benefit from reduced ticket charges for all investment products traded through a Merion platform. The Merion hybrid model offers Reps the best of both worlds: an RIA platform for the delivery of a broad range of wealth management solutions, and a comprehensive broker-dealer platform for commission-based mutual fund and variable annuities business.
Give us a call at (877) 784-8021 to learn more or click here to obtain more information. All inquiries will be held in strict confidence. We look forward to hearing from you!
Login to view forms and compliance documents. |
|
Login to the Secure Payment Gateway to pay your bill online. |
Securities offered through MerCap Securities, LLC, member FINRA/SIPC. Investment advisory services offered through Merion Wealth Partners, LLC, an SEC-Registered Investment Adviser. MerCap Securities, LLC is a wholly-owned subsidiary of Merion Wealth Partners, LLC.
Contact MerCap Securities, LLC
| 1235 Westlakes Drive, Suite 280 | Toll Free (877) 784-8021 |
| Berwyn, PA 19312 |
(610) 616-3013 |
Joining MerCap Securities, LLC
Easy 5 Step Process:
- Step 1 Complete the Prospective Representative Profile & Pre-Hire Authorization Forms
-
Step 2 Complete the Licensing Fee Sheet
- U-4 Application
- Fingerprints
- Business Cards & Letterhead
- Step 3 Rep Agreement
- Step 4 E&O Application
- Step 5 Complete the Commission ETF Form and Monthly Fee ETF Form
If you have any questions, call our Licensing Department at (877) 784-8021 x1012 or email dale.pope@mercapsecurities.com
Products
Before investing, carefully consider your investment objectives, risks, and the charges and expenses of each investment. The prospectus and, if available, summary prospectuses, contain this and other information and must be read carefully before investing. You may obtain a prospectus by clicking the company link.
All investments involve risk, including the loss of principal. Specific to Variable Annuities (VA), they are suitable for long-term investing, particularly retirement and there are specific fees and expenses associated with VA’s. There are also tax liabilities and penalties which may arise as a result of early withdrawals. VA guarantees are also based on the claims-paying ability of the issuing insurance company.
Mutual Funds
Variable Annuities & Variable Universal Life
| Allianz Insurance | (800) 950-5872 |
| AXA Equitable Life | (800) 789-7771 |
| Commonwealth | (800) 533-7881 |
| Genworth | (800) 991-5684 |
| ING | (800) 366-0066 |
| ITT Hartford | (800) 862-7155 |
| Jackson National Life Insurance Company | (800) 873-5654 |
| John Hancock Life | (800) 344-1029 |
| Lincoln Benefit Life | (800) 525-2799 |
| Lincoln National Life | (800) 454-6265 |
| MetLife/StateStreet | (800) 638-5433 |
| Nationwide | (800) 321-6064 |
| Pacific Life Insurance Company | (800) 722-4448 |
| Principal Financial Group | (800) 451-5447 |
| Prudential | (800) 628-6039 |
| Security Benefit | (800) 888-2461 |
| Sun America | (800) 502-0600 |
| Sun Life Financial | (800) 786-5433 |
| Transamerica Life Insurance | (866) 835-8866 |
| Western Reserve Life Insurance | (800) 851-9777 |